Practice Areas

•Domestic Hedge Fund Formation and Compliance. Read More

•Offshore Hedge Fund Formation and Compliance. Read More

•White Collar Civil and Criminal Defense - SEC, FINRA, and SEC Enforcement Proceedings and parallel criminal proceedings before the U.S. Attorney's Office.

•Venture Capital & Private Placements of Securities.

•Broker/Dealer and Investment Adviser Regulation , Read More

•Hedge Fund/Broker-Dealer and Investment Adviser Corporate Matters.

•Hedge Fund Litigation.

•FINRA Securities Arbitrations.

•SEC Defens.e

•Contract Drafting and Negotiation.

•Securities and Commercial Litigation.

•Hedge Fund, Broker-Dealer and Investment Adviser Employment Matters,Alternative Dispute Resolution - Arbitration/Mediation/Expert Witness Services.